The 2023 Florida Statutes (including Special Session C)

Title X
PUBLIC OFFICERS, EMPLOYEES, AND RECORDS

Chapter 120
ADMINISTRATIVE PROCEDURE ACT

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F.S. 120.541

120.541 Statement of estimated regulatory costs.—

(1)(a) Within 21 days after publication of the notice required under s. 120.54(3)(a), a substantially affected person may submit to an agency a good faith written proposal for a lower cost regulatory alternative to a proposed rule which substantially accomplishes the objectives of the law being implemented. The proposal may include the alternative of not adopting any rule if the proposal explains how the lower costs and objectives of the law will be achieved by not adopting any rule. If such a proposal is submitted, the 90-day period for filing the rule is extended 21 days. Upon the submission of the lower cost regulatory alternative, the agency shall prepare a statement of estimated regulatory costs as provided in subsection (2), or shall revise its prior statement of estimated regulatory costs, and either adopt the alternative or provide a statement of the reasons for rejecting the alternative in favor of the proposed rule.

(b) If a proposed rule will have an adverse impact on small business or if the proposed rule is likely to directly or indirectly increase regulatory costs in excess of $200,000 in the aggregate within 1 year after the implementation of the rule, the agency shall prepare a statement of estimated regulatory costs as required by s. 120.54(3)(b).

(c) The agency shall revise a statement of estimated regulatory costs if any change to the rule made under s. 120.54(3)(d) increases the regulatory costs of the rule.

(d) At least 21 days before filing the rule for adoption, an agency that is required to revise a statement of estimated regulatory costs shall provide the statement to the person who submitted the lower cost regulatory alternative and to the committee and shall provide notice on the agency’s website that it is available to the public.

(e) Notwithstanding s. 120.56(1)(c), the failure of the agency to prepare a statement of estimated regulatory costs or to respond to a written lower cost regulatory alternative as provided in this subsection is a material failure to follow the applicable rulemaking procedures or requirements set forth in this chapter.

(f) An agency’s failure to prepare a statement of estimated regulatory costs or to respond to a written lower cost regulatory alternative may not be raised in a proceeding challenging the validity of a rule pursuant to s. 120.52(8)(a) unless:

1. Raised in a petition filed no later than 1 year after the effective date of the rule; and

2. Raised by a person whose substantial interests are affected by the rule’s regulatory costs.

(g) A rule that is challenged pursuant to s. 120.52(8)(f) may not be declared invalid unless:

1. The issue is raised in an administrative proceeding within 1 year after the effective date of the rule;

2. The challenge is to the agency’s rejection of a lower cost regulatory alternative offered under paragraph (a) or s. 120.54(3)(b)2.b.; and

3. The substantial interests of the person challenging the rule are materially affected by the rejection.

(2) A statement of estimated regulatory costs shall include:

(a) An economic analysis showing whether the rule directly or indirectly:

1. Is likely to have an adverse impact on economic growth, private sector job creation or employment, or private sector investment in excess of $1 million in the aggregate within 5 years after the implementation of the rule;

2. Is likely to have an adverse impact on business competitiveness, including the ability of persons doing business in the state to compete with persons doing business in other states or domestic markets, productivity, or innovation in excess of $1 million in the aggregate within 5 years after the implementation of the rule; or

3. Is likely to increase regulatory costs, including any transactional costs, in excess of $1 million in the aggregate within 5 years after the implementation of the rule.

(b) A good faith estimate of the number of individuals and entities likely to be required to comply with the rule, together with a general description of the types of individuals likely to be affected by the rule.

(c) A good faith estimate of the cost to the agency, and to any other state and local government entities, of implementing and enforcing the proposed rule, and any anticipated effect on state or local revenues.

(d) A good faith estimate of the transactional costs likely to be incurred by individuals and entities, including local government entities, required to comply with the requirements of the rule. As used in this section, “transactional costs” are direct costs that are readily ascertainable based upon standard business practices, and include filing fees, the cost of obtaining a license, the cost of equipment required to be installed or used or procedures required to be employed in complying with the rule, additional operating costs incurred, the cost of monitoring and reporting, and any other costs necessary to comply with the rule.

(e) An analysis of the impact on small businesses as defined by s. 288.703, and an analysis of the impact on small counties and small cities as defined in s. 120.52. The impact analysis for small businesses must include the basis for the agency’s decision not to implement alternatives that would reduce adverse impacts on small businesses.

(f) Any additional information that the agency determines may be useful.

(g) In the statement or revised statement, whichever applies, a description of any regulatory alternatives submitted under paragraph (1)(a) and a statement adopting the alternative or a statement of the reasons for rejecting the alternative in favor of the proposed rule.

(3) If the adverse impact or regulatory costs of the rule exceed any of the criteria established in paragraph (2)(a), the rule shall be submitted to the President of the Senate and Speaker of the House of Representatives no later than 30 days prior to the next regular legislative session, and the rule may not take effect until it is ratified by the Legislature.

¹(4) Subsection (3) does not apply to the adoption of:

(a) Federal standards pursuant to s. 120.54(6).

(b) Triennial updates of and amendments to the Florida Building Code which are expressly authorized by s. 553.73.

(c) Triennial updates of and amendments to the Florida Fire Prevention Code which are expressly authorized by s. 633.202.

(5) For purposes of subsections (2) and (3), adverse impacts and regulatory costs likely to occur within 5 years after implementation of the rule include adverse impacts and regulatory costs estimated to occur within 5 years after the effective date of the rule. However, if any provision of the rule is not fully implemented upon the effective date of the rule, the adverse impacts and regulatory costs associated with such provision must be adjusted to include any additional adverse impacts and regulatory costs estimated to occur within 5 years after implementation of such provision.

History.—s. 11, ch. 96-159; s. 4, ch. 97-176; ss. 2, 5, ch. 2010-279; HJR 9-A, 2010 Special Session A; s. 1, ch. 2011-222; s. 2, ch. 2011-225; s. 92, ch. 2013-183; s. 1, ch. 2016-232.

¹Note.—As amended by s. 92, ch. 2013-183, which amended subsection (4) as amended by s. 1, ch. 2011-222. Section 2, ch. 2011-225, also amended subsection (4), and the language of that version conflicted with the version by s. 1, ch. 2011-222. As amended by s. 2, ch. 2011-225, subsection (4) reads:

(4) This section does not apply to the adoption of emergency rules pursuant to s. 120.54(4) or the adoption of federal standards pursuant to s. 120.54(6).

F.S. 120.541 on Google Scholar

F.S. 120.541 on Casetext

Amendments to 120.541

Arrestable Offenses / Crimes under Fla. Stat. 120.541

Level: Degree
Misdemeanor/Felony: First/Second/Third

Current data shows no reason an arrest or criminal charge should have occurred directly under Florida Statute 120.541.

Annotations, Discussions, Cases:

Cases from cite.case.law:

IN RE AMENDMENTS TO FLORIDA RULES OF APPELLATE PROCEDURE- REGULAR- CYCLE REPORT., 256 So. 3d 1218 (Fla. 2018)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .

DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION, DIVISION OF PARI- MUTUEL WAGERING, v. DANIA ENTERTAINMENT CENTER, LLC LLC TBDG, LLC d b a TGT, 229 So. 3d 1259 (Fla. Dist. Ct. App. 2017)

. . . follow rulemaking procedures by failing to file a -SERC in response 'to the LCRA as required by section 120.541 . . . Division failed to follow rule-making procedures by failing to prepare a SERC as required by section 120.541 . . .

SEMINOLE TRIBE OF FLORIDA v. DEPARTMENT OF ENVIRONMENTAL PROTECTION, 230 So. 3d 544 (Fla. Dist. Ct. App. 2017)

. . . of Estimated regulatory costs, if applicable, has been prepared and made available as provided in s. 120.541 . . .

FLORIDA PULP AND PAPER ASSOCIATION ENVIRONMENTAL AFFAIRS, INC. v. DEPARTMENT OF ENVIRONMENTAL PROTECTION, 223 So. 3d 417 (Fla. Dist. Ct. App. 2017)

. . . the [SERC] or revised [SERC], if applicable, has been prepared and made available as provided in s. 120.541 . . . Section 120.541(l)(d) provides that “an agency that is required to revise a [SERC] .shall provide notice . . . One circumstance in which the agency is required to revise a SERC is when a LCRA is submitted. § 120.541 . . . Stat.; but cf. § 120.541(l)(g) (stating that a rule cannot be invalidated based on the agency’s wrongful . . . See § 120.541, Fla. Stat. . . . .

R. FERNANDEZ J. Sr. PLLC, v. DEPARTMENT OF HEALTH, BOARD OF MEDICINE, LLC,, 223 So. 3d 1055 (Fla. Dist. Ct. App. 2017)

. . . See § 120.541(2)—(3), Fla. Stat. . . . Pursuant to section 120.541(3), however, even though adopted, the amendment to rule 64B8-10.003 could . . . s order is moot due to the lack of legislative ratification of the amendment as required by section 120.541 . . . Although section 120.541(3) is a fairly recent statute— adopted in 2010—renewals of other rule ratification . . . See § 120.541(3), Fla. Stat. . . .

WHILEY, v. SCOTT,, 79 So. 3d 702 (Fla. 2011)

. . . .” § 120.541(2), Fla. Stat. (2010). . . . notice, a substantially affected person may submit a written proposal for a lower cost alternative. § 120.541 . . . ensure that an agency is considering less costly alternatives as required by sections 120.54(l)(d) and 120.541 . . .

AMENDMENTS TO THE FLORIDA RULES OF APPELLATE PROCEDURE, 894 So. 2d 202 (Fla. 2005)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .

AMENDMENTS TO THE FLORIDA RULES OF APPELLATE PROCEDURE, THE FLORIDA RULES OF CIVIL PROCEDURE, THE FLORIDA RULES OF CRIMINAL PROCEDURE, THE FLORIDA FAMILY LAW RULES OF PROCEDURE, THE FLORIDA RULES OF JUVENILE PROCEDURE, AND THE FLORIDA PROBATE RULES, 887 So. 2d 1090 (Fla. 2004)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .

STATE v. BODDEN,, 877 So. 2d 680 (Fla. 2004)

. . . statement of the estimated regulatory costs, if one has been prepared, based on the factors set forth in s. 120.541 . . . regulatory costs, or to provide a proposal for a lower cost regulatory alternative as provided by s. 120.541 . . . proposed rule; a copy of any statement of estimated regulatory costs that has been prepared pursuant to s. 120.541 . . .

AMENDMENTS TO FLORIDA RULES OF APPELLATE PROCEDURE, 827 So. 2d 888 (Fla. 2002)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .

FLORIDA BOARD OF MEDICINE, v. FLORIDA ACADEMY OF COSMETIC SURGERY, INC. M. D. D. D. S. F. A. C. S. R. M. D. v., 808 So. 2d 243 (Fla. Dist. Ct. App. 2002)

. . . alternatives that substantially accomplish the statutory objectives,” the challenger must comply with section 120.541 . . . Appellants argue that, because nobody submitted such a proposal, section 120.541(l)(c), Florida Statutes . . .

AMENDMENTS TO FLORIDA RULES OF APPELLATE PROCEDURE, 780 So. 2d 834 (Fla. 2000)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .

FLORIDA PUBLIC SERVICE COMMISSION v. FLORIDA WATERWORKS ASSOCIATION, 731 So. 2d 836 (Fla. Dist. Ct. App. 1999)

. . . .” § 120.541(l)(a), Fla. Stat. (1997). . . . the PSC’s revised statement of estimated regulatory costs did not meet the requirements of section 120.541 . . . submits “a good faith written proposal for a lower cost regulatory alternative to a proposed rule.” § 120.541 . . . alternative or a statement of the reasons for rejecting the alternative in. favor of the proposed rule. § 120.541 . . .

AMENDMENT TO FLORIDA RULE OF APPELLATE PROCEDURE a AND ADOPTION OF FLORIDA RULE OF APPELLATE PROCEDURE, 681 So. 2d 1132 (Fla. 1996)

. . . written comments and responses to written comments as required by sections 120.54 (rule adoption) and 120.541 . . .